ContrastiveFunctionoftheJapaneseParticlewa
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Abstract.TheJapaneseparticlewaisofagreatinterestduetoitscomplexityinvolvingboththetopicandcontrastivefunctions.Althoughtheparticlewawiththecontrastivefunctiondistributescross-categorially,manypreviousanalysesfocusonsimpleNPsatthesubjectposition,facingdifficultydealingwithmorecomplexcases.Forexample,fewpreviousproposalsaccountforthecorrectinterpretationofacomplexwa-markedphrase.Inaddition,theinteractionbetweencontrastivewaandtheuniversalquantifierposesaninterestingchallenge.Generallyspeaking,previousanalysesarenotsufficientlyprecisenoraccuratetodealwiththeseproblems.Thispaperpresentsananalysisofcontrastivewathatcanaddresstheseproblemsinasystematicway.Wepursuethisgoalbyobservingthefollowingtwopoints.First,phonologicalprominenceisexplicitlyassociatedwithcontrastivesemantics.Second,thecontrastivesemanticsofwaisanalyzedasaformofcontraststrongerthanthecontrastwithoutwa.TheanalysisisformulatedwithintheframeworkofalternativesemanticsofRooth(1985).
Areaofstudy:Semantics,Pragmatics
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1.Introduction.TheJapaneseADVERBIALPARTICLEwaisarguedtohavetopic(orthematic)andcontrastivefunctions(e.g.Kuno,1972),asintheexamplesshownbelow.Intheseandlaterexamples,SMALLCAPITALSareusedtoindicatePHONOLOGICALPROMINENCEorgrammaticallabels:TOP(topic),CONT(contrastive),NOM(nominative),ACC(accusative),DAT(dative),andGEN(genitive).
(1)Topicwa(followingtheutterance‘ThepersonwhocameherewasKen.’)
Ken-waKen-TOP
BANANA-o
TABETA.
banana-ACCate
‘Kenatea/thebanana.’
(2)Contrastivewa(inresponsetothequestion‘Amongthosepeople,whoatethebanana?’)
KEN-waKen-CONT
banana-obanana-ACC
tabeta.ate
‘Kenatethebanana(butsomeoneelsedidn’teatthebanana).’
In1,theutterancecontinuestotalkaboutKenandprovidesnewinformationabouthim.In2,theresponsenotonlyanswersthequestionbutalsocarriesthepresuppositionshownintheparentheses.NotethatalthoughKuno(1972)suggestedthatthethematicandthecontrastivefunctionswereexclusive,amorerecentviewisthatthereisanoverlap(e.g.Noda,1996).
Inthispaper,wemainlydiscusstwophenomenainvolvingcontrastivewa.Thefirstisthecasewherecontrastivewaisattachedtoacomplexphraseasshownbelow.(3)a.Ken-wa
Ken-TOP
[
NAOMI-noNaomi-GEN
bananabanana
]
-wa-CONT
tabeta.ate
‘KenateNaomi’sbanana(butdidn’teatsomeoneelse’banana).’b.Ken-waKen-TOP
[
Naomi-noNaomi-GEN
BANANA
]-wa-CONT
tabeta.ate
banana
‘KenateNaomi’sbanana(butdidn’teatsomethingelseofNaomi).’
Dependingonthepositionofphonologicalprominence,thereisacleardistinctionbetweenthepresuppositionsin3a
4
and3b.Theproblemwithpreviousanalysesisthattheydidnotpaymuchattentiontothecaseofwa-markingoncomplexphrasesandoverlookedtheroleofphonologicalprominence.
Thesecondphenomenonisaboutthecaseofasymmetryinvolvingtheuniversalquantifierinrelationtocontrastivewaasshownbelow.
(4)Inresponsetothequestion‘DidKenpraiseNaomi?’
a.Ken-waKen-TOP
MINNA-o
hometa.praised
everyone-ACC
‘Kenpraisedeveryone.’b.*Ken-wa
Ken-TOP
MINNA-wa
hometa.praised
everyone-CONT
‘Kenpraisedeveryone.’
Inthisexample,whiletheaccusativecasemarkero(attheobjectposition)ispossible,thecontrastivewaisnot.Aswewillseelater,theasymmetryisindependentofthegrammaticalrelations,underlyingcasemarking,andwordorder.Previousanalysesfailtoaccountforthisasymmetry.
Thispaperbeginswiththeideathataphonologicalprominenceisassociatedwiththebasiccontrastivemeaning,andanalyzesthatwainteractswithsuchacontrast,resultinginastrongercontrast.TheideacanbeformulatedwithintheframeworkofALTERNATIVESEMANTICS(Rooth,1985).Thisdevelopsintoapreciseandaccurateanalysisofcontrastivewa,leadingtoasolutiontothetwoproblemsintroducedabove.SinceJapanesewaiscloselyrelatedtotheKoreancounterpartn(un),wewillalsociteanalysesforKorean.
Thispaperisorganizedasfollows:Thenextsectionre-examinestheproblemsmoreindetail.Insection3,wereviewpreviousanalyses.Then,Section4introducesanewanalysisofcontrastivewabasedonalternativesemantics,leadingtooursolutiontotheproblems.
2.TheProblemsRevisited.Wenowreturntotheproblemsandalsoreviewthebackgroundinformationneededfor
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furtherdiscussion.Thefirstproblemisaboutwa-markingoncomplexphrasesasshownin3,repeatedbelow.(5)a.Ken-wa
Ken-TOP
NAOMI-noNaomi-GEN
banana-wabanana-CONT
tabeta.ate
‘KenateNaomi’sbanana.’
Presupposition:‘Kendidn’teatsomeoneelse’banana.’b.Ken-waKen-TOP
Naomi-noNaomi-GEN
BANANA-wa
tabeta.ate
banana-CONT
‘KenateNaomi’sbanana.’
Presupposition1:‘Kendidn’teatsomethingelseofNaomi.’
Presupposition2:‘Kendidn’teatsomethingotherthanNaomi’sbanana.’
LetusfirstclarifythetermPRESUPPOSITIONasusedinthispaper(Beaver,1997,formoredetails);the
presuppositionambiguityin5bwillbediscussedshortly.Here,presuppositionbroadlyreferstothemeaningofanutterance(asspokeninacertaincontext)thatisnotTRUTH-CONDITIONAL(theglossesintheaboveexamplescorrespondtothetruth-conditionalmeaningsofthesentences).Inthispaper,weareparticularlyinterestedinthepresuppositionstriggeredbyphonologicalprominenceandtheparticlewa.
Todistinguishthepresuppositionfromthetruth-conditionalmeaning,wecanusethePROJECTIONTESTacrossnegation.Thetestisbasedontheideathatnegationonlyaffectsthetruth-conditionalmeaning.Inotherwords,presuppositionssurvivenegation.Letusnowobservethispointwithrespecttocontrastivewainthefollowingexample(aratherunusualformofnegationisusedheretoavoidtheinteractionofwawiththematrix-levelnegativeoperator).
(6)Followingtheutterances‘Therewereabananaandamangoonthetable.Kendidn’teatthemango.’
Sosite,and
[
Ken-gaKen-NOM
BANANA-wa
tabetaate
]-to-iuthat
koto-gafact-NOM
hiteisareta.wasdenied
banana-CONT
‘Thefactthat[Kenatethebanana]wasdenied.’
Here,theembeddedclauseisnegatedandthus‘Kenatethebanana’isfalse.Butthepresuppositionassociatedwith
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contrastivewa(‘Kendidn’teatsomethingelse’)survivesthenegationandisavailableasapartofthe
non-truth-conditionalmeaningoftheutterance.Thispresuppositionhappenstobeconsistentwiththecontextgivenintheaboveexample,resultinginafelicitousutterance.Onthecontrary,thesameutterancecanbeinfelicitousinthefollowingexamplewithaslightlydifferentcontext.
(7)Followingtheutterances‘Therewereabananaandamangoonthetable.Kenatethemango.’
#Sosite,and
[
Ken-gaKen-NOM
BANANA-wa
tabetaate
]-to-iuthat
koto-gafact-NOM
hiteisareta.wasdenied
banana-CONT
‘Thefactthat[Kenatethebanana]wasdenied.’
Theaboveutteranceisidenticalto6withrespecttoboththetruth-conditionalmeaningandthepresupposition.Butinthiscase,thepresuppositionisinconsistentwiththegivencontext.Weuse‘#’toindicatethattheutteranceisinfelicitousinthegivencontext.Incontrast,weuse‘*’toindicatethatthesentenceisunacceptableinanycontextforgrammatical,semantic,and/orpragmaticreasons.
Inlatersections,wewillneedtodistinguishtwotypesofpresupposition:(i)CONVENTIONALIMPLICATURE,whichisagrammaticalizedformofmeaningandthusnotcancellable,and(ii)CONVERSATIONALIMPLICATURE,whichisavailableasaresultofinferenceandcancellableifexplicitlydoneso(Grice,1975;KarttunenandPeters,1979).Thecontrastiveforceassociatedwithwaisconventionalbecauseitisnotcancellableasshowninthefollowingexample:(8)Followingtheutterance‘Kenateallthefruits.’
#BANANA-wabanana-CONT‘Heatebanana.’
ThisutteranceisinfelicitousinthegivencontextbecausethereisnocontrastiveelementsuchthatKendidn’teat.Althoughnotcentraltothispaper,letusbrieflyreturntothepresuppositionambiguityin5basweneedsomeclarification.SuchambiguityisbasicallythesameasthefollowingphenomenonobservedforEnglish(adaptedfromSelkirk,1984).
tabeta.ate
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(9)a.Sheonlywatched[KOJAK].
b.Sheonly[watchedKOJAK].
Theutterance9acanbearesponseto‘DidMarywatchbothM*A*S*HandKojak?’.Theutterance9bcanbearesponseto‘DidMarydothedishesandwatchKojak?’.But9aand9barepronouncedidentically.Underthenormalcondition,thepresuppositionambiguityin5bisresolvedbythecontext.Intherestofthispaper,wefocusonthe
NARROW
presupposition1in5b.Sinceweadoptthealternativesemanticsapproach(Rooth,1985),whichisusedto
accountforthistypeofdistinctcontrastdomains,ouranalysiscanbeextendedtodealwiththistypeofambiguity.Wenowturntothesecondproblemexemplifiedin4,repeatedbelow.(10)Inresponsetothequestion‘DidKenpraiseNaomi?’
Ken-waKen-TOP
MINNA-o/*wa
hometa.praised
everyone-ACC/CONT
‘Kenpraisedeveryone(incontrasttojustNaomi).’
Notethattheaboveuseofwais‘*’-edbecauseitisunacceptableinanycontext,notonlythecontextgivenabove.ThiscontrastfortheobjectpositionhasbeenobservedbyHan(1998)fortheKoreancounterpartofcontrastivewa.Butthisphenomenonisnotlimitedtotheobjectposition.Universalquantifiercannotcoexistwithcontrastivewaindependentofthegrammaticalrelation,theunderlyingcaseofthewa-markedphrase,andthepresenceofscramblingascanbeseenbelow:(11)a.MINNA-ga/*wa
everyone-NOM/CONT‘EveryonepraisedKen.’b.MINNA-o/*waeveryone-ACC/CONT
Ken-waKen-TOP
hometa.praised
Ken-oKen-ACC
hometa.praised
‘Kenpraisedeveryone.’
Sincetheincompatibilitybetweencontrastivewaandtheuniversalquantifierisindependentofsyntaxasshownaboveandalsoindependentofthecontext,theeffectmustcomefromthesemanticsofcontrastivewa.Notethatthe
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followingispossible(withoutprominenceonthewa-markedphrase),butwhatisinvolvedhereisonlythetopicfunction,notthecontrastivefunctionofwa.(12)Minna-wa
everyone-TOP
KEN-oKen-ACC
hometa.praised
‘EveryonepraisedKen.’
Aswehaveseenabove,contrastivewamayinteractwithaquantifieraswellasnouns.Moregenerally,thedistributionofcontrastivewaisCROSSCATEGORIAL,includingpositionsafternouns,quantifiers,otherparticles,verbs,adverbs,andcomplementizers(Aoki,1992;Tateishi,1994;Noda,1996).Thus,thesemanticsofcontrastivewamustbeabletointeractwithawiderangeofsemantictypes.Thefollowingexamplesshowafewsuchpossibilities.(13)a.Ken-wa
Ken-TOP
PERU-ni-waPeru-DAT-CONT
ikanakatta.didn’tgo
‘Kendidn’tgotoPeru(butwentsomewhereelse).’b.Ken-waKen-TOP
KINOU-wayesterday-CONT
nenakatta.didn’tsleep
‘Kendidn’tsleepyesterday(butsleptsomeothertime).’c.Ken-waKen-TOP
TABE-wa
sita-ga,did-but
NOMI-wasinakatta.didn’t
eat-CONTdrink-CONT
‘Kenate(butdidn’tdosomethingelse),butdidn’tdrink(didsomethingelse).’
Withrespecttothedistribution,contrastivewabehavesverymuchlikeotheradverbialparticlessuchasdake‘only’,mo‘too’,sae‘even’,andkoso‘inparticular’.Inaddition,itiscomparabletoonlyinEnglish.Aswewillseeinlatersections,thispaperexploresananalysisapplicabletothecross-categorialdistributionofcontrastivewa.
3.PreviousAnalyses.Contrastivewahasbeenthefocusofseveralworks.ButaswehavementionedinSection1,noneoftheanalysesreviewedhereaccountforthetwoproblemsunderdiscussion.Themainshortcomingsarethe
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following:(i)thatphonologicalprominenceisignoredand(ii)thattheanalysisofpresuppositionassociatedwithcontrastivewaisinaccurate.Letusbrieflydiscussthefirstpointandthenreviewpreviousanalysesmoreinconjunctionwiththesecondone.
Withoutanalyzingthecontrastassociatedwithaphonologicalprominence,itisimpossibletoderivethecorrectpresuppositionforacomplexphrasesuchas3.Forexample,whileHuruta(1982)analyzesthefunctionofcontrastivewaaffixedtoacomplexNP,thedistinctpresuppositionscorrespondingtodifferentphonologicalprominencearenotdiscussed,andleftasambiguous.
Asforthesecondpoint,noneofthepreviousanalysesexplicitlydiscussthedistinctionbetweenthecontrastivepresuppositionswithandwithoutwa.Naturally,theasymmetryin4isnotdiscussedinthisregardeither(exceptforthebriefdiscussioninHan,1998).Althoughthedistributionofcontrastivewaiscross-categorialasmentionedintheprevioussection,manypreviousanalysesdiscussonlysimpleNPsatthesubjectposition,oftenincontrastwithNPsmarkedwiththenominativecasemarkerga(e.g.Kuno,1972).Butalthoughthewa-markingonthesubjectdoesnotco-occurwiththedefaultga-markingonthesubject,wemaystillconsiderthatthereisanunderlyingnominativemarkerga.Then,itisnotthedistinctionbetweenwaandga.Instead,thedistinctionisaboutthepresenceorabsenceofcontrastivewa.Anothershortcominginrelationtothispointisthatthecontrastiveeffectwithothercaseparticles(suchasoACC)israrelydiscussed.
Oneanalysisofthepresuppositionassociatedwithcontrastivewaisthatthereisanotherelementinthecontextincontrasttotheonemarkedwithwa(Miyagawa,1987;Shibatani,1990;Han,1998).Wemightcallthisapproachthe
MERECONTRAST
analysis.Thisisproblematicbecauseitbecomesdifficulttodistinguishbetweenthecontrastswith
andwithoutwa.Inparticular,merecontrastpresuppositionistooweakforthecontrastwithwaasshowninthefollowingexample:
(14)Followingtheutterance‘Hereareabananaandamango.’
Ken-waKen-TOP
BANANA-o/#wa
tabe,ate(and)
MANGO-motabetaate
banana-ACC/CONTmango-too
‘Kenatethebanana,andatethemangotoo.’
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Eventhoughthemerecontrastrequirementissatisfied,thewa-markingisinfelicitousinthiscontext.
Choi(1997)(citingSzabolcsi)arguesthatcontrastivefocushasEXCLUSIVEforcesuchthatnothingelseistrueforthecase.Butthisistoostrongforcontrastivewaasshownbelow.(15)Followingtheutterance‘Hereareabanana,amango,andatomato.’
Ken-waKen-TOP
BANANA-wa
tabenakatta-ga,didn’teat-but
MANGO-watabeta.ate
banana-CONTtomato-CONT
‘Kendidn’teata/thebanana,butatea/themango.’Ken-waKen-TOP
motironofcourse
TOMATO-mo
tabeta.ate
tomato-too
‘Ofcourse,Kenatetomato,too.’
Thenextgroupofanalysesassumesapresuppositionthatconsiderscontrastswithandwithoutwaidentically(Teramura,1991;Noda,1996;Choi,1997tosomeextent).Theiranalysessharethebasicideashowninthefollowingexample:(16)Ken-wa
Ken-TOP
PERU-de-waPeru-in-CONT
BANANA-o
tabeta.ate
banana-ACC
‘KenatebananasinPeru.’
Presupposition:‘Kendidn’teatsomethingelsesomewhereelse.’
Crucially,thecontrastrelationbetweenPeruandsomewhereelseandtherelationbetweenbananaandsomethingelseareidentical.WemightcallthisPARALLELCONTRASTanalysis.
Thereareafewproblemswiththisapproach.First,theanalysisassumesthatthereisaplacewhereKendidn’teatsomething.Butaswewillobserveindetailinthenextsection,thecontrastwithoutwadoesnothavethisstrongpresupposition.Second,theanalysishasaninherentdifficultydealingwiththeasymmetryinvolvingtheuniversalquantifierasshownin4.Itpredictsthatthereisnoasymmetry.
Mostofthepreviousanalysesdonotdistinguishbetweenthecancellabilityofpresupposition.OnlyChoi(1997)
11
explicitlystatesthatparallelcontrastpresuppositionisaconversational(cancellable)implicature.Butthisstatementistooweak.Aswewilldiscussinthenextsection,thecontrastwithwadohaveaconventionalimplicature,whichneedstobedistinguishedfromthecontrastwithoutwa.Theparallelcontrastanalysisoverlooksthisaspectandlosesthecrucialdistinctionsbetweenthecontrastswithandwithoutwa.
Huruta(1982)presentsaverydetailedanalysisoftheparticlewa.Here,weobservesomeproblemswithhisanalysis.First,Hurutadoesnotcomparethepresuppositionofcontrastivewawiththepresuppositionwithoutwa.Thustheasymmetryin4remainstobeexplained.Next,letusapplyHuruta’sanalysistothefollowingexample:(17)Inresponsetothequestion‘DidKeneata/themango?’
Ken-waKen-TOP
BANANA-waBanana-CONT
tabeta.ate
‘Kenatea/thebanana.’
Presupposition:‘Kendidn’teata/themango.’
ForthesemanticrepresentationXforthewa-markedphrase(bananainthiscase),letusdenotethecorresponding
semanticrepresentationinthepresuppositionasXc.Huruta’sintuitionisthatXc
(somethingotherthanbanana).
Huruta(1982)attemptstocapturethisrelationbyrepresentingXcasX(thispointissharedbyTeramura,1991).Butfacingvariousphrasetypes,Hurutaneededtoassumedifferentrelationsforthemasshowninthefollowingtable(hisformulasaretranslatedintoastandardlogicallanguage):INSERTTABLE1ABOUTHERE
ButtheproposedrelationbetweenXandXcisratheridiosyncratic.TheanalysisXc
Xdoesnotholdingeneral.
Inaddition,Huruta(1982)proposestwoseparateformulasforthenegativecase,reflectingthenegativescopeambiguity.Wewanttocapturetherelationinamoresystematicmanner.
Asseenabove,thepreviousapproachesareinsufficientasasolutiontothetwoproblemswehavebeenfocusingon.Weneedtointegratecontrastivesemanticsassociatedwithphonologicalprominenceandamorepreciseandaccuratewayofrepresentingthepresuppositionassociatedwithcontrastivewa.
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4.AnalysisofContrastivewa.First,weassumethatthebasiccomponentofcontrastivesemanticsisassociatedwithprominence(e.g.Ladd,1996).Then,theproblemofderivingthecorrectsemanticsbecomestheprocessofcomposingthesemanticsassociatedwithprominenceandthatofcontrastivewa.Ourmainpointsforthissectionarethefollowing:(i)contrastrelationbetweenXandXc(asdiscussedintheprevioussection)canbecharacterizedintermsofALTERNATIVES(Rooth,1985)and(ii)therearetwotypesofcontrastdependingonthepresence/absenceofthecontrastivewa.
Inthefirstsubsectionbelow,weintroducetheideainformally.Thesecondsubsectionpresentsaformaltreatmentofthesameidea.Then,inthesubsequenttwosections,eachoftheproblemswillbediscussedindetail.
4.1.DifferentTypesofContrasts.Inthissubsection,weinformallyexplorethefunctionofcontrastswithandwithoutwa.Sinceweassociatethebasiccontrastivesemanticswithphonologicalprominence,therecanbeacontrastregardlessofthepresenceofwa.Themainpointisthatthecontrastiveforceisdistinctdependingonthepresenceofwa.
First,letusobservethecasewithoutwa,whichinvolvesbothconventional(non-cancellable)andconversational(cancellable)implicaturesasshownbelow.Bothpositiveandnegativesentencesareshowntodemonstratethepolarityofthepresuppositions.(18)a.Ken-wa
Ken-TOP
BANANA-o
tabeta.ate
banana-ACC
‘Kenatea/thebanana.’Presupposition:(i)
(ii)
b.Ken-waKen-TOP
BANANA-o
‘Somethingelseisinvolved.’(conventional,non-cancellable)‘Kendidn’teatsomethingelse.’(conversational,cancellable)tabenakatta.didn’teat
banana-ACC
‘Kendidn’teata/thebanana.’
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Presupposition:(i)
(ii)
‘Somethingelseisinvolved.’(conventional,non-cancellable)‘Kenatesomethingelse.’(conversational,cancellable)
Theassumptionhereisthatwhenawordisprominent,itssemanticsisincontrastwithanotherreferent.Aformalrepresentationwillbeintroducedinthenextsubsection.Thepresuppositionisactuallyidenticaltothemerecontrastdiscussedintheprevioussection.Butwemustnotethatthemerecontrastanalysisisappliedtothepresuppositionofcontrastivewa.Theotherpartofpresupposition(ii)ispossibleonlyundertheconditionwherethecontextallowsit.Butthispartiscancellable,whichwillbediscussedincontrastwiththewa-markedcasebelow.Wenowturntothecasewithcontrastivewa.(19)a.Ken-wa
Ken-TOP
BANANA-wa
tabeta.ate
banana-CONT
‘Kenatea/thebanana.’
Presupposition:‘Kendidn’teatsomethingelse.’(conventional)b.Ken-waKen-TOP
BANANA-wa
tabenakatta.didn’teat
banana-CONT
‘Kendidn’teata/thebanana.’
Presupposition:‘Kenatesomethingelse.’(conventional)
Thepresuppositionsaboveisactuallyidenticalto18iiforbothaandb.Butitisnow
conventionalized/grammaticalized.Thisdistinctioncanbeobservedin14.Theutterance14cannotbefelicitousifthecontrastwithoutwahasthesamepresuppositionasthecasewithwa.Thesituationcanbesummarizedasfollows:(20)a.Contrastwithoutwa:Thepresupposition(conventional)isthatthereissomedistinctXc(or,somethingelse
isinvolved).
b.Contrastwithwa:ThepresuppositionisthatthereissomeXcwhichdoesnotholdinthecurrentsituation(i.e.XcisnecessarilydistinctfromX).
Since20bismorespecificthan20a,wesaythatthecontrastwithwaisSTRONGERthanthecontrastwithoutwa.
14
InSection3,wehaveobservedthatparallelcontrastanalysisisnotaccurateforexampleslike16.Wecanderivethecorrectpresuppositionsforthesameexample(anditsnegativecounterpart)byapplyingouranalysisasfollows:(21)a.Ken-wa
Ken-TOP
PERU-de-waPeru-in-CONT
BANANA-o
tabeta.ate
banana-ACC
‘KenatebananasinPeru.’Presupposition:(i)
(ii)
b.Ken-waKen-TOP
‘Kendidn’teatbananassomewhereelse.’‘Somethingotherthanbananaisinvolved.’
BANANA-o
(fromPERU-de-wa)(fromBANANA-o)
PERU-de-waPeru-in-CONT
tabenakatta.didn’teat
banana-ACC
‘Kendidn’teatbananasinPeru.’Presupposition:(i)
(ii)
‘Kenatebananassomewhereelse.’‘Somethingotherthanbananaisinvolved.’
(fromPERU-de-wa)(fromBANANA-o)
Here,distinctpresuppositionscoexist.Itisalsopossiblethat,forexamplein21a,thereisaconversational(cancellable)implicaturesuchas‘Kendidn’teatsomethingelsesomewhereelse’.Thiscorrespondstotheparallelcontrastanalysis,whichistoostrongaswehavearguedintheprevioussection.Althoughitisnoteasytoshowthatthistypeofparallelcontrastisonlyconversational(cancellable),thefollowingexampleseemstoprovideasupport.(22)Followingtheutterance‘KenateneitherbananasnormangoesinIndonesia.’
a.Ken-waKen-TOP
PERU-de-waPeru-in-CONT
BANANA-o
tabeta.ate
banana-ACC
‘KenatebananasinPeru.’Presupposition:(i)
(ii)
b.#Ken-wa
Ken-TOP
‘Kendidn’teatbananassomewhereelse.’‘Somethingotherthanbananaisinvolved.’
BANANA-wa
(fromPERU-de-wa)(fromBANANA-o)
PERU-de-waPeru-in-CONT
tabeta.ate
banana-CONT
‘KenatebananasinPeru.’
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Presupposition:(i)
(ii)
‘Kendidn’teatbananassomewhereelse.’‘Kendidn’teatsomethingelseinPeru.’
(fromPERU-de-wa)(fromBANANA-wa)
Ifthecombinedpresuppositionin22awasaparallelcontrast‘Kendidn’teatsomethingelsesomewhereelse’,theutterancewouldbeunacceptable.Thecombinedpresuppositionin22bactuallycorrespondstosuchaparallelcontrast,andthus,itisunacceptable(assumingthattheonlythingstoeatunderconsiderationarebananasandmangoes).
Insummary,wehaveshownthatthepresuppositionofanutterancecanbederivedfromthepresuppositionsassociatedwithphonologicalprominenceandcontrastivewa.
4.2.AlternativeSemantics.Inthissection,wedevelopaformalrepresentationoftheanalysispresentedintheprevioussection,byadoptingtheALTERNATIVESEMANTICSframework(Rooth,1985;Rooth,1992;Rooth,1996).Theessenceofthisformulationisthatcontrastivesemanticsanalyzedintheprevioussubsectioncanbederivedfromtwosemanticvalues,theordinarymeaningandthealternativessets.AlthoughalternativesemanticshasbeenappliedtoEuropeanlanguagestoagreatextent,e.g.,theanalysisofonlyinEnglish,therehavebeenfewinstancesofapplicationtocontrastivewa(oneexceptionisWee(1995)whoworksonadifferentsetofproblemsfortheKoreancounterpartofwa).
LetusfirstdiscusstherelationbetweensomesemanticcomponentXinanutteranceandacontrastiveelementXc.Thisrelationcanbeuniformlycapturedbythenotionofalternativesregardlessofthephrasetype.ThisgeneralizesthecaseofHuruta(1982)wheredistinctrelationsareusedfordifferentphrasetypes.Now,letusobservethefollowingexample:(23)Ken-wa
Ken-TOP
BANANA-wa
tabeta.ate
banana-CONT
‘Kenatea/thebanana.’
Presupposition:‘Kendidn’teatsomethingelse.’
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First,thesentencecanbedenotedasϕ
[SKen[banana]C
wa
ate]wherethecontrastmarkedbythephonological
prominencewithinthewa-markedphraseisrepresentedas[]Cwa.
Theparticlewaisanalyzedasanoperatorandnot
includedinthisrepresentationasalexicalunit.Thetruth-conditionalmeaningoftheutteranceistheordinarymeaningϕ
o
eatbanana
kenusingthefunctor-argumentrepresentationfunctorArg1
Argkand
assumingasimplifiedsemanticsforbanana.
Theideaofalternativessetisthatthecontrastinvolvingacertainelementisrepresentedbyasetofalternatives.Forthepresentexample,thealternativessetwithrespecttothecontrastCisrepresentedas,say,
ϕ
cwa
eatbanana
ken
eatmango
ken
.Ingeneral,weneedamechanismtoproperlyfixtheset,
whichisafocusofdiscussionintheliterature(Rooth,1992).Buttoavoidcomplications,weignorethisaspectinthispaper.
TheadvantageofthepresentapproachoverHuruta’s(1982)isthatthecontrastcanalwaysberepresentedasanalternativessetregardlessofthephrasetype.Intheabove,thealternativecomponentcorrespondstothesemanticsofanounphrase.Butwecanalsoconsideralternativessetscorrespondingtoaquantifier,anadverb,oraverb.
Next,thesemanticsofparticlewacanberepresentedasfollows:p
ϕ
cwa
p
falsewith‘p’standingfor
theextensionofpatthecurrentworldasintheMontaguetradition(Montague,1974).Informally,thenotation‘p’picksupanelementfromthesetdenotedbypandgivesitstruthcondition.ThiscorrespondstotheinformaldescriptionthatthereissomeXcthatdoesnotholdinthecurrentsituation.Forthecaseofcontrastwithoutwa,theutteranceisrepresentedasϕ
[SKen[banana]Cate]where[]Cindicates
thatthecontrastisnotwithinawa-markedphrase.Theonlydifferencehereisthatweconsideranoperatortoderive
presupposition:p
ϕ
c
p
ϕ
o
,where‘
’meansthatneithersideoftherelationlogicallyimplytheother
side.Thisoperatorappliestoboththeordinarymeaningandthealternativesset,andderivesapresuppositionthatthereisanalternativewhichislogicallydistinctfromtheordinarymeaning.Thissituationwasglossedas‘somethingelseisinvolved’intheprevioussubsection.
Letusnowconsiderthenegativecasesuchasthefollowing.
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(24)Ken-wa
Ken-TOP
BANANA-wa
tabenakatta.didn’teat
banana-CONT
‘Kendidn’teata/thebanana.’
Presupposition:‘Kenatesomethingelse.’Werepresenttheutteranceasfollows:ϕ
[SKen[banana]C
ateneg]wherenegativemorphologyisrepresentedin
wa
ϕasinB¨uring(1997)(butunlikeRooth,1996).Thetruth-conditionalmeaningandthepresuppositioncanthenbeformulatedinexactlythesamewayasthepositivecase.Oneaspectthatintroducecomplicationisthescopeofnegation.Whilethisisaninterestingtopic,itisleftforfuturework.Finally,weconsiderthecasewithtwotypesofcontrasts.(25)Ken-wa
Ken-TOP
PERU-de-waPeru-in-CONT
BANANA-o
tabeta.ate
banana-ACC
‘KenatebananasinPeru.’Presupposition:(i)
(ii)
‘Kendidn’teatbananassomewhereelse.’‘Somethingotherthanbananaisinvolved.’
(fromPERU-de-wa)(fromBANANA-o)
Thecombinedpresuppositionistheconjunctionofthetwopresuppositionswehavealreadyseen.Asarguedearlier,apresuppositionsuchas‘Kendidn’teatmangoesinIndonesia’isconsideredaconversationalimplicature,i.e.aresultofgeneralinference.Thepresuppositionsofcontrastivewaandtheothercontrastoperatesimultaneouslybutnotsymmetrically(unliketheparallelcontrastanalysis).
4.3.SolutiontoProblem1:ComplexPhrase.Assoonasweconsiderphonologicalprominenceand
alternative-semanticsapproach,weobtainasolutiontothefirstproblem.Letusconsiderthemodelcase3repeatedbelow.
(26)a.Ken-wa
Ken-TOP
[
NAOMI-noNaomi-GEN
bananabanana
]
-wa-CONT
tabeta.ate
18
‘KenateNaomi’sbanana.’
Presupposition:‘Kendidn’teatsomeoneelse’banana.’b.Ken-waKen-TOP
[
Naomi-noNaomi-GEN
BANANA
]-wa-CONT
tabeta.ate
banana
‘KenateNaomi’sbanana.’
Presupposition:‘Kendidn’teatsomethingelseofNaomi.’
Reflectingthephonologicalprominence,werepresentthesentencestructureasfollows:(27)a.ϕa
b.ϕb
[SKen[Naomi’s]C
bananaate]
wa
wa
[SKenNaomi’s[banana]C
ate]
Theordinarymeaningfor27aand27bcanberepresentedasfollows:
ϕa
o
ϕb
o
eatbanana
ken
possessbanana
naomi.Thealternativessetsareasfollows:
(28)a.ϕa
c
eatbanana
kenkenken
possessbanana
naomierika
eatbanana
possessbanana
b.ϕb
c
eatbanana
possessbanana
naomi
eatmango
ken
possessmango
naomi
Asshownearlier,thesemanticsofwaistheoperatorp
ϕ
cwa
p
false.Theresultingpresuppositioncan
thenbeobtainedasfollows:
(29)a.
b.
eatbanana
ken
possessbanana
erika
falsefalse
eatmango
ken
possessmango
naomi
Theseexpressionscorrectlyrepresentthepresuppositionsinformallydescribedearlier.
4.4.SolutiontoProblem2:UniversalQuantifier.Wenowtackletheasymmetryproblemexemplifiedby4,repeatedbelow.
19
(30)a.Ken-wa
Ken-TOP
MINNA-o
hometa.praised
everyone-ACC
‘Kenpraisedeveryone.’b.*Ken-wa
Ken-TOP
MINNA-wa
hometa.praised
everyone-CONT
‘Kenpraisedeveryone.’
First,thesentencesfortheabovecasescanberepresentedasfollows:(31)a.ϕa
b.ϕb
[SKen[everyone]Cpraised][SKen[everyone]C
o
wa
praised]
o
Theordinarymeaningisϕa
ϕb
XpraiseXken.TheconstraintsonXtobethetypeofhumanbeing
canbeapplied,butisomittedforpresentationpurposes.Forthealternativesset,weconsideralternativequantifiersinthespiritofGeneralizedQuantifier(BarwiseandCooper,1981).UnlikeHuruta’s(1982)approach,wecandirectlyapplyalternativesemanticstoquantifiers.(32)
ιX
naomi
praiseXken
praisenaomi
ken
Naomi
XpraiseXken
everyone
ϕa
c
ϕb
cwa
XpraiseXken
noteveryone
XpraiseXken
someone
...
XpraiseXken
nobody
Now,letusexaminethecaseinvolvingacontrastwithoutwa.Byapplyingthepresuppositionoperator
p
ϕ
c
p
ϕ
o
(forcontrastwithoutwa)ontheordinarymeaningandthealternativesset,wecanobtainany
ofthealternativesdistinctfromtheordinarymeaning.
Forthecaseinvolvingcontrastivewa,theoperatorp
ϕ
cwa
p
falseappliestothealternativesset.All
alternativesbut
XpraiseXken
contradicttheordinarymeaningthatKenpraisedeveryone.Thus,there
20
alreadyisasignificantasymmetryabouttheavailabilityofgeneralizedquantifiers.Now,letusfocusontheonlypotentialproposition,
XpraiseXken.Logicallyspeaking,itisconsistentwiththepropositionofthe
sentence,XpraiseXken.But
XpraiseXken
isinconsistentwithanycontextwhereatleastone
personispraisedbyKen,wherethesentence‘Kenpraisedeveryone’isinfelicitousinJapanese.Infact,thesituationisanalogousinEnglishasshownbelow.
(33)Kenpraisedeveryone.#Infact,hepraisednobody.
Asaconsequence,noalternativessetcouldderivetheexpectedpresupposition.Thisdemonstratestheasymmetrybetweenthecaseswithandwithoutwa.
5.Conclusion.Thispaperpresentsananalysisofcontrastivewaastheinteractionofphonologicalprominenceandtheparticlewawithintheframeworkofalternativesemantics.TheanalysiscanbeappliedtoaccountfortheproblematiccasesinvolvingcomplexNPsandtheuniversalquantifiers.Theproposedformalizationprovidesamoreexplicitanalysisofcontrastivewathanpreviousones,andbringsthediscussiontothelevelcomparabletotheanalysesoffocusforEnglishandotherlanguages.
Oneadvantageofthepresentproposalisthatitisanintegrationoffairlystandardideasincludingphonologicalprominence,non-truthconditionalmeaning,andalternativesemantics,whichareindependentlymotivatedforvariousphenomenainvariouslanguages.Inaddition,theproposedcontrastivesemanticsdoesnotdependonthephrasetypeasinthepreviousworks,allowingasystematicanalysisofvariousphrasetypesappropriateforthecross-categorialdistributionofcontrastivewa.
Thereareseveralfuturedirectionsalongthecurrentapproach.First,sincetheproposedcontrastiveanalysisappliestoanarbitraryphrasetype,thewholerangeofcontrastivewa,inadditiontotheonesshownhere,canbeexplored.Thepresentapproachcanalsoprovideabasisfortheanalysisofinteractionbetweencontrastivewaandnegationincludingnegativescoping.Next,similarapproachescouldbedevelopedforotheradverbialparticles,e.g.mo‘too’.Finally,itwouldbeinterestingtoseetheconnectiontootherlanguages.Forexample,KoreanandHindihaveparticleswhosefunctionsaresimilartothoseofJapanesewa.
21
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Phrasetype
Xc
ken
NP(commonnoun)
λPY
childY
PY
λPYchildY
PY
PredicativeadjectiveλX
prettyX
Table1:Huruta’sAnalysisoftheContrastiveRelation
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